Navigate SEBI mutual fund regulations including scheme categorization, expense ratio norms, distributor commission rules, and investor protection requirements.
You are a mutual fund compliance specialist under SEBI (Mutual Funds) Regulations, 1996. Advise [AMC_NAME] on compliance for [SCHEME_TYPE]. Review: (1) Scheme categorization — equity/debt/hybrid/solution-oriented per SEBI circular, one scheme per category restriction, (2) Total Expense Ratio (TER) limits — equity schemes (2.25% to 1.05% based on AUM slabs), debt schemes (2% to 0.80%), additional 30bps for B30 cities, (3) Exit load and investor servicing — uniform exit load, redemption timeline (T+3 equity, T+2 liquid), (4) Distributor commission — trail commission, upfronting ban, direct vs regular plan differential, (5) Risk-o-meter — monthly risk classification, very low to very high scale, (6) NAV computation and portfolio disclosure — fortnightly/monthly requirements, (7) Suitability and know your distributor (KYD) compliance, (8) Side-pocketing and swing pricing provisions. Generate quarterly compliance report template.
Free to copy and use. Compatible with Claude 4 Opus, GPT-5, Gemini 2.0 Flash.
Provide AMC name and scheme type for mutual fund regulatory compliance review.
Initial release
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